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Gisselle Swanson

Strategic Advisers LLC

Lancaster, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Lancaster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Valencia CA 08/2016 08/2020
Wells Fargo Clearing Services, Llc Stevenson Ranch CA 08/2020 03/2023
Fidelity Investments Lancaster CA 03/2023 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
Other Businesses

OBA-97936|OrgNmn:Blomst&co.|Org Addr:Lancaster,California,US|OBA Nature:Floral and event design|Invst Rel:N|Title:Sole Proprietor|Duties:design flower arrangements and event planning|StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 2017-10-18
  • S66 Uniform Combined State Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    2017-10-18
Other Names
  • Gisselle Riveradiaz
  • Gisselle Rivera Diaz
  • Gisselle Rivera

View on SEC IAPD

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