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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-31
TX RA APPROVED 2018-01-31
IL RA APPROVED 2018-01-29
  • CA RA
    APPROVED
    Since 2018-01-31
  • TX RA
    APPROVED
    Since 2018-01-31
  • IL RA
    APPROVED
    Since 2018-01-29

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vassar College Poughkeepsie NY 08/2014 05/2017
Vassar College Poughkeepsie NY 08/2013 05/2017
Mesirow Financial, Inc. Highland Park IL 07/2017 Present
  • 08/2014 → 05/2017
    Vassar College
    Poughkeepsie, NY
  • 08/2013 → 05/2017
    Vassar College
    Poughkeepsie, NY
  • 07/2017 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
  • S66 Uniform Combined State Law Examination
    2018-01-29

View on SEC IAPD

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