Kevin Paul Kelly

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

Covington Twp, PA • United States

1 Highland Blvd Suite 205, Archbald, PA 18403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Archbald	PA	06/1998	11/2024
Lpl Enterprise, Llc	Archbald	PA	11/2024	Present

06/1998 → 11/2024

Pruco Securities, Llc.

Archbald, PA
11/2024 → Present

Lpl Enterprise, Llc

Archbald, PA

Previous Registrations

2011-08-23 → 2024-11-14

Pruco Securities, Llc.

Scranton, PA

Moosic, PA

Archbald, PA

Camp Hill, PA

Covington Twp, PA

Other Businesses

1) 12/06/2024-Kelly Asset Management-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/01/2016-170hrs/mth-130hrs/mth during trading 2) 11/19/2025-Prudential-Financial Advisor-Property and Casualty-Inv related-At Archbald, PA-Start date 01/01/2016-5hrs/mth-5hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-07-07
S63	Uniform Securities Agent State Law Examination	1998-07-22

S65 Uniform Investment Adviser Law Examination

2000-07-07
S63 Uniform Securities Agent State Law Examination

1998-07-22

Designations

View on SEC IAPD