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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-16
NC RA APPROVED 2023-03-08
  • TX RA
    APPROVED
    Since 2023-03-16
  • NC RA
    APPROVED
    Since 2023-03-08

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

407 1St Street E., Conover, NC 28613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 03/2023
Blue Ridge Realty & Investments Boone NC 04/2016 03/2017
Greenstone Ventures Llc Raleigh NC 03/2017 05/2017
Lpl Financial Llc Conover NC 03/2023 Present
Newedge Advisors, Llc. New Orleans LA 03/2023 Present
  • 08/2017 → 03/2023
    St Louis, MO
  • 04/2016 → 03/2017
    Blue Ridge Realty & Investments
    Boone, NC
  • 03/2017 → 05/2017
    Greenstone Ventures Llc
    Raleigh, NC
  • 03/2023 → Present
    Lpl Financial Llc
    Conover, NC
  • 03/2023 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2017-11-14 → 2023-03-14
    Newton, NC
    Maryland Heights, MO
    Raleigh, NC
    St Louis, MO
    Newton, NC
Other Businesses

1) 12/2022 - Stoic Private Wealth - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 3/17/2023 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 03/08/2023 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 3/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/28/2023 - M. Cook Holdings, LLC - Owner - Real Estate Rental - Investment Related - Newton, NC - Start Date 01/01/2021 - 0 Hours Per Month/ During Trading 4) 03/19/2026-Matthew Cook-Author-Not inv related-At Conover, NC-Start date 03/31/2026-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-09
Designations

View on SEC IAPD

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