Luke Bakos

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-08-22
RI	RA	APPROVED	2017-11-21

TX RA
APPROVED

Since 2019-08-22
RI RA
APPROVED

Since 2017-11-21

Branch Locations

Cumberland, RI • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	07/2017	Present
University Of Rhode Island	Kingston	RI	09/2012	07/2017
University Of Rhode Island Campus Recreation	Kingston	RI	09/2013	05/2017
Dominos Pizza	Cumberland	RI	05/2015	04/2017
Bank Of America, N.A.	Lincoln	RI	08/2019	Present

07/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
09/2012 → 07/2017

University Of Rhode Island

Kingston, RI
09/2013 → 05/2017

University Of Rhode Island Campus Recreation

Kingston, RI
05/2015 → 04/2017

Dominos Pizza

Cumberland, RI
08/2019 → Present

Bank Of America, N.A.

Lincoln, RI

Other Businesses

I*121940 For profit or not for profit: For-Profit Organization Name of outside business organization: New Englan Futbol Club INC Investment related: N Address of business: Mendon, Massachusetts 1757 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 3/22/2018 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I coach soccer and conduct clinics for athletes ages 5-18 I*1044324 For profit or not for profit: Entity For Profit Name of outside business organization: Kraft Group LLC Investment related: N Address of business: Foxborough, Massachusetts, 02035 Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 10/24/2022 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Beverage Hawker

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-20

S66 Uniform Combined State Law Examination

2017-11-20

Other Names

Luke Lopes Bakos

View on SEC IAPD