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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-02 |
| FL | RA | APPROVED | 2017-11-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bradenton | FL | 07/2017 | Present |
| Unemployed | Palmetto | FL | 06/2017 | 06/2017 |
| Aim Engineering & Surveying, Inc. | Ft. Myers | FL | 11/2013 | 05/2017 |
| Bank Of America, N.A. | Bradenton | FL | 01/2018 | Present |
I*119224 For profit or not for profit: Non-Profit Organization Name of outside business organization: General H.Norman Schwarzkopf Memorial Classic Investment related: N Address of business: Tampa, Florida 33615 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 12/12/2018 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I'm a volunteer with 8 others who help coordinate a fund raising event to benefit The Children's Home Network. We help with fundraising ideas, logistics, manpower and support where needed on the day of the event to include setting up/breaking down I*122034 For profit or not for profit: Non-Profit Organization Name of outside business organization: Ducks Unlimited, Inc. Investment related: N Address of business: Orlando, Florida 32839 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/2/2019 Number of hours devoted: 25 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Ducks Unlimited looks to raise awareness and donations to protect wetlands/bird habitat across the USA. I'm a volunteer Committee Member, my role is to help organize an annual membership drive/dinner banquet.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-28 |
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