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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
FL RA APPROVED 2017-11-28
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • FL RA
    APPROVED
    Since 2017-11-28

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 07/2017 Present
Unemployed Palmetto FL 06/2017 06/2017
Aim Engineering & Surveying, Inc. Ft. Myers FL 11/2013 05/2017
Bank Of America, N.A. Bradenton FL 01/2018 Present
  • 07/2017 → Present
    Bradenton, FL
  • 06/2017 → 06/2017
    Unemployed
    Palmetto, FL
  • 11/2013 → 05/2017
    Aim Engineering & Surveying, Inc.
    Ft. Myers, FL
  • 01/2018 → Present
    Bank Of America, N.A.
    Bradenton, FL
Other Businesses

I*119224 For profit or not for profit: Non-Profit Organization Name of outside business organization: General H.Norman Schwarzkopf Memorial Classic Investment related: N Address of business: Tampa, Florida 33615 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 12/12/2018 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I'm a volunteer with 8 others who help coordinate a fund raising event to benefit The Children's Home Network. We help with fundraising ideas, logistics, manpower and support where needed on the day of the event to include setting up/breaking down I*122034 For profit or not for profit: Non-Profit Organization Name of outside business organization: Ducks Unlimited, Inc. Investment related: N Address of business: Orlando, Florida 32839 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/2/2019 Number of hours devoted: 25 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Ducks Unlimited looks to raise awareness and donations to protect wetlands/bird habitat across the USA. I'm a volunteer Committee Member, my role is to help organize an annual membership drive/dinner banquet.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-28
  • S66 Uniform Combined State Law Examination
    2017-10-28
Other Names
  • Andy Gerth
  • Andrew Gerth

View on SEC IAPD

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