James R. Wheeler

Current Employers

Sovereign Capital Llc

Fayetteville, AR • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2021-03-30

AR RA
APPROVED

Since 2021-03-30

Branch Locations

Fayetteville, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arvest Wealth Management	Fayetteville	AR	06/2017	01/2021
Arvest Bank	Lowell	AR	09/2016	06/2017
Waco Title Company	Springdale	AR	05/2013	09/2016
Sovereign Capital Llc	Fayetteville	AR	01/2021	Present

06/2017 → 01/2021

Arvest Wealth Management

Fayetteville, AR
09/2016 → 06/2017

Arvest Bank

Lowell, AR
05/2013 → 09/2016

Waco Title Company

Springdale, AR
01/2021 → Present

Sovereign Capital Llc

Fayetteville, AR

Previous Registrations

2017-08-16 → 2021-01-04

Arvest Wealth Management

Elkins, AR

Fayetteville, AR

Fayetteville, AR

Fayetteville, AR

Lowell, AR

Fayetteville, AR

Other Businesses

1. Adventure Lawn Care LLC; Investment Related: No; Address: 1047 E Rolling Hills Dr. Fayetteville, AR 72703; Nature of Business: Lawn Service; Position: Owner/Operator; Start Date: 2/2017; Approx. Hrs/Month: 30; Hrs devoted during trading hrs: 0; Duties: Sole proprietor. I manage all aspects of the business (administration, finance, & operations).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-16

S66 Uniform Combined State Law Examination

2017-08-16

View on SEC IAPD