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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-14 |
| CO | RA | APPROVED | 2024-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2017 | 01/2019 |
| Micro Center | Denver | CO | 11/2014 | 07/2017 |
| Uber | Denver | CO | 07/2017 | 09/2018 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2019 | 06/2022 |
| Kokopelli Beer Company | Westminster | CO | 10/2018 | 12/2018 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 08/2021 | 06/2022 |
| Fisher Investments | Plano | TX | 07/2022 | 11/2023 |
| Osaic | Centennial | CO | 11/2023 | 11/2024 |
| The Ameriflex Group | Las Vegas | NV | 11/2023 | 11/2024 |
| T Rowe Price | Colorado Springs | CO | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-13 |
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