Elizabeth Anne Mintzer

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-12
CA	RA	APPROVED	2019-03-01

TX RA
APPROVED_RES

Since 2023-06-12
CA RA
APPROVED

Since 2019-03-01

Branch Locations

San Ramon, CA • United States

390 Diablo Road Suite 202, Danville, CA 94526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	07/2017	Present
Cambridge Investment Research, Inc.	Fairfield	IA	02/2018	Present
University Of North Carolina, Chapel Hill	Chapel Hill	NC	01/2017	07/2017
University Of North Carolina, Chapel Hill	Chapel Hill	NC	07/2014	12/2016
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2019	Present

07/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
02/2018 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2017 → 07/2017

University Of North Carolina, Chapel Hill

Chapel Hill, NC
07/2014 → 12/2016

University Of North Carolina, Chapel Hill

Chapel Hill, NC
03/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 03/2019, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) TRU FUSION, 1675 OLYMPIC BLVD WALNUT CREEK CA, 09/2019. GROUP FITNESS INSTRUCTOR. NIR, 12 HR/MO 0 HR/MO TRADING 3) FINANCIAL PLANNING ASSOCIATION, CLAYTON CA 94517, 11/2023, COMMMITTEE MEMBER, NIR, 2 HR/MO 2 HR/MO TRADING 4) RAINER WEALTH MANAGEMENT, 390 DIABLO ROAD SUITE 202 DANVILLE CA, 05/2024, IAR, DBA, INV REL, 0 HR/MO 0 HR/MO TRADING 5) PROTECTED INVESTORS OF AMERICA (PIA), 390 Diablo Road, Suite 202, Danville CA 94526, United States, 11/22/2024, DBA Name, INV REL, 0 HR/MO 0 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-18

S66 Uniform Combined State Law Examination

2018-06-18

Designations

Other Names

Elizabeth Anne Walz

View on SEC IAPD