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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
IA RA APPROVED 2026-07-08
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • IA RA
    APPROVED
    Since 2026-07-08

Branch Locations

Waterloo, IA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Waterloo IA 07/2017 Present
Principal Securities Inc Waterloo IA 07/2017 Present
Unemployed Cedar Falls IA 05/2017 07/2017
Kwik Trip Inc. La Crosse WI 07/2013 05/2017
Iowa State University Ames IA 09/2013 05/2017
Student Ames IA 07/2007 05/2017
Principal Advised Services Waterloo IA 06/2024 Present
  • 07/2017 → Present
    Principal Life Insurance Company
    Waterloo, IA
  • 07/2017 → Present
    Waterloo, IA
  • 05/2017 → 07/2017
    Unemployed
    Cedar Falls, IA
  • 07/2013 → 05/2017
    Kwik Trip Inc.
    La Crosse, WI
  • 09/2013 → 05/2017
    Iowa State University
    Ames, IA
  • 07/2007 → 05/2017
    Student
    Ames, IA
  • 06/2024 → Present
    Waterloo, IA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-08
S65 Uniform Investment Adviser Law Examination 2018-11-02
  • S63 Uniform Securities Agent State Law Examination
    2021-11-08
  • S65 Uniform Investment Adviser Law Examination
    2018-11-02
Other Names
  • David Wynstra

View on SEC IAPD

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