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Yanis Castano Uribe

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Somerset, NJ

Berkeley Heights, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-13
  • NJ RA
    APPROVED
    Since 2021-04-13

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

439 Elizabeth Ave, Somerset, NJ 08873 • United States

350 Springfield Ave, Berkeley Heights, NJ 07922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Elizabeth NJ 10/2013 Present
Wells Fargo Clearing Services, Llc Elizabeth NJ 07/2017 Present
Other Businesses

UBER, NOT INV RELATED, SECAUCUS, NJ, DRIVER, START 6/8/2018, START 20 HOURS PER MONTH, ZERO DURING TRADING, DRIVER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-12
S63 Uniform Securities Agent State Law Examination 2018-04-16
  • S66 Uniform Combined State Law Examination
    2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    2018-04-16
Other Names
  • Yanis Uribe
  • Yanis Castano Uribe
  • Yanis Uribe Castano

View on SEC IAPD

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