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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-08-02
  • IL RA
    APPROVED
    Since 2019-08-02

Branch Locations

19 West Chicago Ave, Naperville, IL 60540-5301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Naperville IL 07/2017 Present
Insomnia Cookies Chicago IL 05/2014 03/2017
Northern Trust Chicago IL 03/2017 06/2017
Charles Schwab Bank, Ssb Naperville IL 05/2019 Present
  • 07/2017 → Present
    Naperville, IL
  • 05/2014 → 03/2017
    Insomnia Cookies
    Chicago, IL
  • 03/2017 → 06/2017
    Northern Trust
    Chicago, IL
  • 05/2019 → Present
    Charles Schwab Bank, Ssb
    Naperville, IL
Other Businesses

1) CarrBros LLC | Investment Related:No|1500 Sheridan Road 9B|Wilmette|Illinois|60091|USA|Real Estate (Non-Agent/Broker)|Member|10/6/2020|Less than 20|1|Capital contributor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-13
  • S66 Uniform Combined State Law Examination
    2018-09-13

View on SEC IAPD

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