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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-20
  • CT RA
    APPROVED
    Since 2021-03-20

Branch Locations

Stamford, CT • United States

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 07/2017 Present
Town Of Darien Darien CT 10/2016 07/2017
Unemployed Stamford CT 06/2016 10/2016
Rbc Capital Markets, Llc Stamford CT 08/2018 Present
  • 07/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greenwich, CT
  • 10/2016 → 07/2017
    Town Of Darien
    Darien, CT
  • 06/2016 → 10/2016
    Unemployed
    Stamford, CT
  • 08/2018 → Present
    Stamford, CT
Other Businesses

1) NAME OF ENTITY: Mary Kay Inc. ADDRESS: 16251 Dallas Parkway, Addison, TX 75001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 08.08.24 CAPACITY: Independent Consultant DUTIES: Cosmetic Sales HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Glen Royal Condo Association ADDRESS: 77 Glenbrook Rd Stamford Connecticut 06902 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Feb 01, 2026 CAPACITY: Other DUTIES: along with other members of the condo board oversee financial management, property maintenance, rule enforcement, and community governance. They manage budgets, oversee repairs and upkeep of common areas, and enforce the condos bylaws and rules to ensure a well-functioning community. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-19
S63 Uniform Securities Agent State Law Examination 2020-09-01
  • S65 Uniform Investment Adviser Law Examination
    2021-03-19
  • S63 Uniform Securities Agent State Law Examination
    2020-09-01
Other Names
  • Fiona Marie Fahey
  • Fiona Fahey

View on SEC IAPD

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