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Ranfy Elias Frias

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-05
  • NY RA
    APPROVED
    Since 2024-12-05

Branch Locations

One Bryant Park, New York, NY 10036 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 07/2017 05/2021
Unemployed New York NY 09/2016 02/2017
Task Rabbit New York NY 02/2017 06/2017
Bofa Securities, Inc. New York NY 05/2021 Present
  • 07/2017 → 05/2021
    Deutsche Bank Securities Inc.
    New York, NY
  • 09/2016 → 02/2017
    Unemployed
    New York, NY
  • 02/2017 → 06/2017
    Task Rabbit
    New York, NY
  • 05/2021 → Present
    Bofa Securities, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-04
S63 Uniform Securities Agent State Law Examination 2017-08-23
  • S65 Uniform Investment Adviser Law Examination
    2024-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-08-23
Other Names
  • Ranfy Frias

View on SEC IAPD

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