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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-02-12 |
Branch Locations
150 West Park Loop Suite 105, Huntsville, AL 35806 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federal Employee Benefits Assistance Agency | Gadsden | AL | 12/2005 | 02/2020 |
| Penn Mutual Life Ins Co | Horsham | PA | 03/2018 | 11/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2018 | 11/2018 |
| Sagepoint Financial, Inc. | Birmingham | AL | 03/2020 | 06/2021 |
| Amerilife | Birmingham | AL | 03/2020 | 06/2021 |
| Brookstone Capital Management | Wheaton | IL | 02/2022 | 12/2022 |
| Bedrock Financial Services | Scottsdale | AZ | 06/2021 | 02/2022 |
| Innovation Partners, Llc | Charlotte | NC | 03/2022 | 12/2022 |
| Ip Financial Advisory Services Llc | Charlotte | NC | 06/2022 | 12/2022 |
| Gradient Advisors Llc | Arden Hills | MN | 12/2022 | 01/2026 |
| Primemax Mortgage | Rainbow City | AL | 10/2022 | 12/2022 |
| Simplicity Wealth | Summit | NJ | 02/2026 | Present |
| Wealth Management Of America | Huntsville | NJ | 02/2026 | Present |
| Insurance Service Of America Llc | Huntsville | AL | 01/2013 | Present |
| Federal Educators Of America Llc - Ffeba | Tarpon Springs | FL | 01/2005 | Present |
Leslie Kathryn Hollingsworth; investment-related-Yes;106 Heatherspring Ct, Huntsville AL 35806; Registered Insurance Agent; 01/2013;20 hrs/month devoted; 20 hrs during outside trading hours. Insurance Sales Wealth Management of America; investment-related-Yes;106 Heatherspring Ct, Huntsville AL 35806; Owner; 01/2026;20 hrs/month devoted; 20 hrs during outside trading hours. Insurance Service of America LLC; investment-related-No;106 Heatherspring Ct, Huntsville AL 35806; Insurance Sales/ Owner; 01/2013; 20 hrs/month devoted; 20 hrs during outside trading hours. Insurance sales The Federation of Federal Employee Benefit Advocacy (FFEBA); ; investment-related-No; 905 E Martin Luther King Jr Dr Ste 635 Tarpon Springs, FL 34689; Federal Retirement Consultant; 01/2005;15 hrs/month devoted; No-cost, no-obligation educational workshops presenting the most current information on FERS/CSRS, Thrift Savings Plan, FEGLI, Social Security and related retirement-planning topics. Webinars and seminars for Fed Employees on their benefits; not investment related. Leslie Kathryn Hollingsworth; investment-related- no; Holds an active mortgage loan originator license 212553; 01/2015, not currently sponsored and not engaging in mortgage origination activity. 0 hrs/month devoted; 0 hrs during outside trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-26 |
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