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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
| TX | RA | APPROVED_RES | 2021-02-03 |
Branch Locations
507 Plum Street Suite 200, Syracuse, NY 13204 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oswego Central School District | Oswego | NY | 09/2002 | 08/2017 |
| Axa Advisors | New York | NY | 08/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2017 | Present |
1) Fulton Wrestling Club - Board Member Treasurer non-investment - Fulton, NY - 10/2021 - 8hrs/mth. 2) Independent Agent Outside Fixed Insurance Appointments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-22 |
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