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Richmond, RI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Kingstown Police Department | South Kingstown | RI | 03/2007 | Present |
| Mb Financial Planning Llc | Wakefield | RI | 06/2017 | Present |
Instructor at Roger Williams University School of Justice Studies Non-investment related 1 Old Ferry Road Bristol, RI 02809 Instructor of Financial Crimes and Understanding Pensions and Retirement 3/2019 start date I devote 5 hours of time monthly, none during trading hours I teach seminars to current and retired police officers, each is typically 8 hours once or twice a semester.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-25 |
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