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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-15
  • FL RA
    APPROVED
    Since 2019-03-15

Branch Locations

Norman, OK • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

8309 Gunn Highway, Tampa, FL 33626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Assets Advisory, Llc Tampa FL 07/2017 Present
Lockheed Martin Orlando FL 03/2016 05/2017
University Of Central Florida Orlando FL 08/2013 05/2017
International Assets Investment Management, Llc Tampa FL 11/2017 Present
  • 07/2017 → Present
    International Assets Advisory, Llc
    Tampa, FL
  • 03/2016 → 05/2017
    Lockheed Martin
    Orlando, FL
  • 08/2013 → 05/2017
    University Of Central Florida
    Orlando, FL
  • 11/2017 → Present
    Tampa, FL
Other Businesses

1) ROCKPORT GLOBAL, LLC 8309 GUNN HWY, TAMPA, FL 33626 - INVESTMENT RELATED - REGISTERED BRANCH OF IAA, DBA FOR IAA INVESTMENT BUSINESS - REGISTERED REP SINCE 7/2017 - APPROX 200 HRS/MO - COMMISSIONS  2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 11/2017 - APPROX 60 HRS/MO - FEE BASED COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-13
  • S66 Uniform Combined State Law Examination
    2017-11-13

View on SEC IAPD

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