Geoffrey A Elliott

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-02
NC	RA	APPROVED	2022-01-25

TX RA
APPROVED_RES

Since 2022-02-02
NC RA
APPROVED

Since 2022-01-25

Branch Locations

13024 Ballantyne Corporate Place Suite 150, Charlotte, NC 28277 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bankers Life & Casualty	Charlotte	NC	07/2016	07/2018
Bankers Life Securities Inc.	Charlotte	NC	07/2017	07/2018
Ubs Financial Services Inc.	Charlotte	NC	07/2018	10/2021
Morgan Stanley Smith Barney Llc	Charlotte	NC	01/2022	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2022	Present

07/2016 → 07/2018

Bankers Life & Casualty

Charlotte, NC
07/2017 → 07/2018

Bankers Life Securities Inc.

Charlotte, NC
07/2018 → 10/2021

Ubs Financial Services Inc.

Charlotte, NC
01/2022 → Present

Morgan Stanley Smith Barney Llc

Charlotte, NC
01/2022 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2018-09-19 → 2021-11-18

Ubs Financial Services Inc.

Charlotte, NC

Greeley, CO

Other Businesses

*632831- Rental Property; Investment related: Yes; Charlotte, North Carolina; Real Estate; Spouse of Owner of proprety (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 1; Occasionally I fix things. My wife runs this rental

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-19

S66 Uniform Combined State Law Examination

2018-09-19

Other Names

Geoffrey Elliott
Geoffrey Alexander Elliott

View on SEC IAPD