Clayton Wood

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-13
SC	RA	APPROVED	2024-08-12

TX RA
APPROVED

Since 2026-07-13
SC RA
APPROVED

Since 2024-08-12

Branch Locations

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bowling Green State University	Bowling Green	OH	08/2013	05/2017
The Vanguard Group, Inc.	Charlotte	NC	07/2017	03/2018
Wells Fargo Advisors Financial Network Llc	Charlotte	NC	03/2018	06/2018
Linden Thomas And Company Securities Llc	Charlotte	NC	06/2018	03/2019
The Leaders Group, Inc.	Littleton	CO	03/2019	11/2019
Financial Strategies Agency	Findlay	OH	03/2019	03/2021
Capital Asset Advisory Services, Llc	Haslett	MI	11/2019	04/2022
C.B. Wood Financial Llc	Charlotte	NC	03/2021	03/2022
Cambridge Investment Reserach Advisors, Inc.	Fairfield	IA	06/2022	Present

08/2013 → 05/2017

Bowling Green State University

Bowling Green, OH
07/2017 → 03/2018

The Vanguard Group, Inc.

Charlotte, NC
03/2018 → 06/2018

Wells Fargo Advisors Financial Network Llc

Charlotte, NC
06/2018 → 03/2019

Linden Thomas And Company Securities Llc

Charlotte, NC
03/2019 → 11/2019

The Leaders Group, Inc.

Littleton, CO
03/2019 → 03/2021

Financial Strategies Agency

Findlay, OH
11/2019 → 04/2022

Capital Asset Advisory Services, Llc

Haslett, MI
03/2021 → 03/2022

C.B. Wood Financial Llc

Charlotte, NC
06/2022 → Present

Cambridge Investment Reserach Advisors, Inc.

Fairfield, IA

Previous Registrations

2019-11-26 → 2022-04-04

Cg Advisory Services

Charlotte, NC

Williamston, MI
2019-04-04 → 2019-12-31

Tlg Advisors, Inc.

Charlotte, NC

Summit, NJ

Other Businesses

1) C. B. Wood Financial LLC, 6112 Sandy Point Lane, Belmont NC 28012, United States, 01/01/2021, Founder, AUTHOR, Insurance/Benefits/Human Resources, NIR, 160HR/MO, 160HR/MO TRADING 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 160 HR/MO TRADING, 12/01/2022 3)PINNACLE HEALTH PLANS, 6112 SANDY POINT LANE, BELMONT SC 28012, 01/2024, OWNER, EMPLOYER HEALTH INSURANCE BROKERING/CONSULTING, INV REL, 40 HR/MO - 20 HR/MO TRADING. 4) WOOD FOUNDATION INC., 6112 SANDY POINT LANE, BELMONT NC 28012, 01/2024, PRESIDENT, BOARD MEMBER, NIR, 1 HR/MO - 1 HR/MO TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-08-23

S63 Uniform Securities Agent State Law Examination

2017-08-23

Designations

Other Names

Clayton Bauer Wood
Clayton Wood

View on SEC IAPD