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1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-19 |
Branch Locations
17015 N Scottsdale Rd Ste 100, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Luke Madsen | Gilbert | AZ | 01/2022 | 03/2022 |
| Us Bank | Milwaukee | WI | 02/2016 | 05/2019 |
| Baird | Milwaukee | WI | 05/2018 | 10/2020 |
| Cla | Stevens Point | WI | 10/2020 | 01/2022 |
| Luke Madsen | Seattle | WA | 03/2022 | 02/2024 |
| Northwestern Mutual Investment Services Llc | Seattle | WA | 03/2022 | 02/2024 |
| Keith Foe | Seattle | WA | 09/2022 | 02/2024 |
| Kevin Kent | Seattle | WA | 09/2022 | 02/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2023 | 02/2024 |
| Aw Securities | Folsom | CA | 02/2024 | 01/2026 |
| Allworth Financial | Folsom | CA | 02/2024 | 01/2026 |
| Mission Wealth Management, Lp | Santa Barbara | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-19 |
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