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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2024-01-05 |
Branch Locations
201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New Orleans | LA | 06/2017 | Present |
| J.P. Morgan Securities Llc | New Orleans | LA | 06/2017 | Present |
| Strategic Investment Group | Arlington | VA | 06/2014 | 06/2017 |
| Deepe Llc | Charlotte | NC | 01/2024 | Present |
Entity Name: Walter J. Barnes Electric Investment related: No "Address: 432 Dakin St, Jefferson, LA 70121 http://wjbe.com/" Nature of the other business: Electronical Contracting Position/Title/Relationship: Board Member Start Date: 04/13/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a family business.The CEO asked that I serve on their Board of Directors. The company is an electrical contractor with no connection to JPMorgan Chase. I anticipate my time commitment to be no more than 1 hour per month. Entity Name: Deepe LLC Investment related: Address: Charlotte, NC. 28210. Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a family LLC that owns commercial real estate in Charlotte, NC. A small (less than 10%) interest in the LLC is being given to me. I will have no active role in the LLC. Entity Name: Preservation Resource Center Investment related: Yes "Address: New Orleans, Louisiana 70115 https://prcno.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Supporting and preserving the historic architecture and neighborhoods of New Orleans. No connection to JPMC. Serve on the Finance Committee and as Treasurer. Entity Name: YPO Next Generation Investment related: Yes "Address: New Orleans Louisiana 70115 https://www.yponextgen.org" Nature of the other business: Leadership Community Position/Title/Relationship: Board Member Start Date: 07/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: YPO is an American-based worldwide leadership community of chief executives with approximately 29,000 members in more than 130 countries. I've been asked to serve as Treasurer for the local YNG chapter. "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-01 |
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