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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-01-05
TX RA APPROVED 2024-01-05
  • LA RA
    APPROVED
    Since 2024-01-05
  • TX RA
    APPROVED
    Since 2024-01-05

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New Orleans LA 06/2017 Present
J.P. Morgan Securities Llc New Orleans LA 06/2017 Present
Strategic Investment Group Arlington VA 06/2014 06/2017
Deepe Llc Charlotte NC 01/2024 Present
  • 06/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 06/2017 → Present
    New Orleans, LA
  • 06/2014 → 06/2017
    Strategic Investment Group
    Arlington, VA
  • 01/2024 → Present
    Deepe Llc
    Charlotte, NC
Other Businesses

Entity Name: Walter J. Barnes Electric Investment related: No "Address: 432 Dakin St, Jefferson, LA 70121 http://wjbe.com/" Nature of the other business: Electronical Contracting Position/Title/Relationship: Board Member Start Date: 04/13/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a family business.The CEO asked that I serve on their Board of Directors. The company is an electrical contractor with no connection to JPMorgan Chase. I anticipate my time commitment to be no more than 1 hour per month. Entity Name: Deepe LLC Investment related: Address: Charlotte, NC. 28210. Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a family LLC that owns commercial real estate in Charlotte, NC. A small (less than 10%) interest in the LLC is being given to me. I will have no active role in the LLC. Entity Name: Preservation Resource Center Investment related: Yes "Address: New Orleans, Louisiana 70115 https://prcno.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Supporting and preserving the historic architecture and neighborhoods of New Orleans. No connection to JPMC. Serve on the Finance Committee and as Treasurer. Entity Name: YPO Next Generation Investment related: Yes "Address: New Orleans Louisiana 70115 https://www.yponextgen.org" Nature of the other business: Leadership Community Position/Title/Relationship: Board Member Start Date: 07/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: YPO is an American-based worldwide leadership community of chief executives with approximately 29,000 members in more than 130 countries. I've been asked to serve as Treasurer for the local YNG chapter. "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-05
S63 Uniform Securities Agent State Law Examination 2017-09-01
  • S65 Uniform Investment Adviser Law Examination
    2024-01-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-01
Other Names
  • Jonathan Howe
  • David Jonathan Howe

View on SEC IAPD

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