Best Investors Account Sign in

Lucas Brian Pelfrey

Capital Client Group, Inc.

Westfield, IN

Carmel, IN

Claim This Profile
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-09-06
  • IN RA
    APPROVED
    Since 2024-09-06

Branch Locations

Westfield, IN • United States

12711 N. Meridian Street, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 07/2017 08/2020
Ball State University Muncie IN 08/2013 05/2017
Fidelity Brokerage Services, Llc Indianapolis IN 08/2020 06/2021
Oneamerica Securities / American United Life Ins. Co. Indianapolis IN 06/2021 08/2024
Capital Group / Capital Client Group, Inc. Carmel IN 08/2024 Present
  • 07/2017 → 08/2020
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 08/2013 → 05/2017
    Ball State University
    Muncie, IN
  • 08/2020 → 06/2021
    Fidelity Brokerage Services, Llc
    Indianapolis, IN
  • 06/2021 → 08/2024
    Oneamerica Securities / American United Life Ins. Co.
    Indianapolis, IN
  • 08/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
S63 Uniform Securities Agent State Law Examination 2018-01-22
  • S66 Uniform Combined State Law Examination
    2019-05-06
  • S63 Uniform Securities Agent State Law Examination
    2018-01-22
Other Names
  • Lucas Brian Pelfrey
  • Lucas B Pelfrey

View on SEC IAPD

More in Westfield, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor