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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-29 |
| TX | RA | APPROVED | 2024-03-29 |
Branch Locations
3223 Hanover St Floor 01, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc. | New Orleans | LA | 07/2017 | 06/2020 |
| Jpmorgan Chase Bank, N.A. | New Orleans | LA | 07/2017 | 06/2020 |
| Tulane | New Orleans | LA | 01/2017 | 07/2017 |
| Tulane | New Orleans | LA | 08/2016 | 12/2016 |
| Jpmorgan Chase Bank Na | Palo Alto | CA | 07/2020 | Present |
| Jpmorgan Securities Llc | Palo Alto | CA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-29 |
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