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James Michael Baxter Soldati

J.P. Morgan Securities LLC

Summit, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-12
TX RA APPROVED 2024-02-12
  • NJ RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. Summit NJ 07/2017 Present
Jpmorgan Chase Bank, N.A. Summit NJ 07/2017 Present
Washington University In St. Louis St. Louis MO 08/2013 05/2017
Olin Business School St. Louis MO 01/2017 05/2017
Unemployed N/A NJ 05/2017 07/2017
  • 07/2017 → Present
    Jpmorgan Securities Llc.
    Summit, NJ
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Summit, NJ
  • 08/2013 → 05/2017
    Washington University In St. Louis
    St. Louis, MO
  • 01/2017 → 05/2017
    Olin Business School
    St. Louis, MO
  • 05/2017 → 07/2017
    Unemployed
    N/A, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-10
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S65 Uniform Investment Adviser Law Examination
    2024-02-10
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Jimmy Soldati
  • James Soldati

View on SEC IAPD

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Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
OPPENHEIMER & CO. INC. · SUMMIT, NJ

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