Sean Michael Wiegert

Current Employers

Employment History

• 07/2017 → 11/2020
  Wells Fargo Clearing Services Llc
  St Louis, MO
• 12/2011 → 09/2016
  Circa Properties
  Webster Groves, MO
• 09/2016 → 07/2017
  Coldwell Banker Gundaker
  Ballwin, MO
• 05/2017 → 07/2017
  1111 Mississippi
  Saint Louis, MO
• 11/2020 → 12/2022
  Citigroup
  O'FAllon, MO
• 12/2022 → 07/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chesterfield, MO
• 03/2023 → 07/2024
  Bank Of America N.A.
  Chesterfield, MO
• 09/2024 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 09/2024 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 10/2024 → Present
  Principal Advised Services
  Ballwin, MO

Previous Registrations

• 2023-03-07 → 2024-07-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chesterfield, MO
• 2021-01-05 → 2022-12-16
  Citigroup Global Markets Inc.
  O'FAllon, MO
  Jersey City, NJ
  O'FAllon, MO
• 2017-09-26 → 2020-12-02
  Wells Fargo Clearing Services, Llc
  St. Louis, MO

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/30/2024 ADDRESS: 329 Providence Rd, Ballwin MO 63011, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S66 Uniform Combined State Law Examination
  2017-09-26

Other Names

• Sean Wiegert
• Sean M Wiegert
• Sean Michael Wiegert