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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-11 |
| NY | RA | APPROVED | 2024-10-11 |
| NC | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Irondequoit Country Club | Rochester | NY | 05/2016 | 08/2017 |
| Coastal Carolina University | Conway | SC | 08/2015 | 05/2019 |
| Cadaret, Grant & Co., Inc. | Syracuse | NY | 05/2018 | 07/2018 |
| Fingerlakes Investment Corp. | Pittsford | NY | 05/2017 | 08/2017 |
| Citizens Bank | Rochester | NY | 05/2019 | 08/2019 |
| Citizens Securities, Inc. | Rochester | NY | 06/2019 | 12/2019 |
| Citizens Bank | Penfield | NY | 08/2019 | 12/2019 |
| Cadaret, Grant & Co. Inc. | Syracuse | NY | 07/2017 | 05/2019 |
| Capital Strategy Group Ltd | Syracuse | NY | 05/2018 | 07/2018 |
| Jp Morgan Securities Llc | Williamson | NY | 01/2020 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Williamson | NY | 01/2020 | 01/2021 |
| American Portfolios Financial Services, Inc. | Pittsford | NY | 01/2021 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. FINGER LAKES INVESTMENTS CORP POSITION: Insurance Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 65A Monroe Ave, Pittsford NY 14534, United States DESCRIPTION: insurance sales 2. FINGER LAKES INVESTMENTS CORP. POSITION: President NATURE: S corp, DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2026 ADDRESS: 65A Monroe Avenue, Pittsford NY 14534, United States DESCRIPTION: Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-01 |
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