Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-17
  • TX RA
    APPROVED
    Since 2021-12-17

Branch Locations

Austin, TX • United States

971 Hwy 71 W, Bastrop, TX 78602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bixy Lawrence KS 08/2015 05/2017
Ku Student Money Management Lawrence KS 08/2018 12/2018
Asa Olathe KS 05/2009 09/2018
Royal Alliance Associates, Inc. Bastrop TX 08/2019 12/2021
Unemployed Olathe KS 12/2018 08/2019
Lpl Financial Llc Bastrop TX 12/2021 Present
  • 08/2015 → 05/2017
    Bixy
    Lawrence, KS
  • 08/2018 → 12/2018
    Ku Student Money Management
    Lawrence, KS
  • 05/2009 → 09/2018
    Asa
    Olathe, KS
  • 08/2019 → 12/2021
    Royal Alliance Associates, Inc.
    Bastrop, TX
  • 12/2018 → 08/2019
    Unemployed
    Olathe, KS
  • 12/2021 → Present
    Bastrop, TX
Previous Registrations
Other Businesses

1)12/10/2021 - Synergy - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2004 2)12/10/2021 - Synergy Pro - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2004 3)12/10/2021 - Synergy Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2004 4)12/10/2021 - Synergy PHD - Non-Variable Insurance- Marketing - Inv Rel - At Reported Business Location(s) - Start: 07/2017 5)12/10/2021 - MA Homes, LLC - Real Estate Rental - Austin, TX - Inv Rel - Start: 09/2021 - 8 Hr/Mth 6)12/10/2021 - MM Financial, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Bastrop, TX - Start: 02/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
S63 Uniform Securities Agent State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2020-09-09
  • S63 Uniform Securities Agent State Law Examination
    2020-02-14

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor