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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bixy | Lawrence | KS | 08/2015 | 05/2017 |
| Ku Student Money Management | Lawrence | KS | 08/2018 | 12/2018 |
| Asa | Olathe | KS | 05/2009 | 09/2018 |
| Royal Alliance Associates, Inc. | Bastrop | TX | 08/2019 | 12/2021 |
| Unemployed | Olathe | KS | 12/2018 | 08/2019 |
| Lpl Financial Llc | Bastrop | TX | 12/2021 | Present |
1)12/10/2021 - Synergy - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2004 2)12/10/2021 - Synergy Pro - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2004 3)12/10/2021 - Synergy Insurance and Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2004 4)12/10/2021 - Synergy PHD - Non-Variable Insurance- Marketing - Inv Rel - At Reported Business Location(s) - Start: 07/2017 5)12/10/2021 - MA Homes, LLC - Real Estate Rental - Austin, TX - Inv Rel - Start: 09/2021 - 8 Hr/Mth 6)12/10/2021 - MM Financial, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Bastrop, TX - Start: 02/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-14 |
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