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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-07
TX RA APPROVED 2023-11-07
  • IL RA
    APPROVED
    Since 2023-11-07
  • TX RA
    APPROVED
    Since 2023-11-07

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. Los Angeles CA 07/2017 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2017 Present
Unemployed Richmond VA 01/2017 07/2017
The College Of William & Mary Williamsburg VA 01/2016 01/2017
Jefferson Partners, Llc Woodbridge VA 05/2020 01/2024
Ag Properties- West Ferdinand Llc Washington DC 08/2021 01/2024
  • 07/2017 → Present
    Jpmorgan Securities Llc.
    Los Angeles, CA
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 01/2017 → 07/2017
    Unemployed
    Richmond, VA
  • 01/2016 → 01/2017
    The College Of William & Mary
    Williamsburg, VA
  • 05/2020 → 01/2024
    Jefferson Partners, Llc
    Woodbridge, VA
  • 08/2021 → 01/2024
    Ag Properties- West Ferdinand Llc
    Washington, DC
Other Businesses

Entity Name: 2541 North Wayne Condominium Association, Chicago, IL Investment related: Yes Address: Private Residence Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The organization is a condo association. Because this is a small condo building, we take turns with the various roles. I have been tasked as the treasurer, which is not a time intensive role. The entity is technically a not for profit as most HOA condo associations are set up as.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-07
S63 Uniform Securities Agent State Law Examination 2017-11-06
  • S65 Uniform Investment Adviser Law Examination
    2023-11-07
  • S63 Uniform Securities Agent State Law Examination
    2017-11-06
Other Names
  • Andrew Gnapp
  • Andrew Jacob Gnapp

View on SEC IAPD

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