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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-11-07 |
| TX | RA | APPROVED | 2023-11-07 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc. | Los Angeles | CA | 07/2017 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2017 | Present |
| Unemployed | Richmond | VA | 01/2017 | 07/2017 |
| The College Of William & Mary | Williamsburg | VA | 01/2016 | 01/2017 |
| Jefferson Partners, Llc | Woodbridge | VA | 05/2020 | 01/2024 |
| Ag Properties- West Ferdinand Llc | Washington | DC | 08/2021 | 01/2024 |
Entity Name: 2541 North Wayne Condominium Association, Chicago, IL Investment related: Yes Address: Private Residence Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The organization is a condo association. Because this is a small condo building, we take turns with the various roles. I have been tasked as the treasurer, which is not a time intensive role. The entity is technically a not for profit as most HOA condo associations are set up as.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-06 |
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