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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-12-19 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Layton, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegis Investment Services | Logan | UT | 07/2017 | 04/2019 |
| Luxfer Hei | Brigham City | UT | 03/2014 | 03/2017 |
| Unemployed | Logan | UT | 04/2017 | 07/2017 |
| Ars Investment Advisors, Inc. | Logan | UT | 05/2018 | 02/2021 |
| Dfpg Investments, Llc | Sandy | UT | 02/2021 | Present |
1. Summit Group Wealth Advisors; Investment Related; Logan, UT; DBA for securities business; Rep; 04/2017; 90% during business hours; Securities and insurance business. Personal production sales, investment committee member 2. SentinelRock Wealth Advisors, Inc.; Non-Investment Related; Logan, UT; Pass-through entity for insurance and securities business; President; majority owner; 04/2017; 10% during business hours; administrative duties 3. Wayne Clark; Non-Investment Related; Logan, UT; Fixed and Life Insurance; Self; 03/2018; 10% during business hours; Insurance Sales 4. The Kira group, LLC; non-investment related; private engineering corporation; LLC member; 8/19/2022; 10% during business hours; design and manufacturing of composite high-pressure vessels for the aerospace and commercial markets.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-07-13 |
| S65 | Uniform Investment Adviser Law Examination | 2017-05-16 |
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