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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-12-19
  • UT RA
    APPROVED
    Since 2023-12-19

Branch Locations

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Layton, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegis Investment Services Logan UT 07/2017 04/2019
Luxfer Hei Brigham City UT 03/2014 03/2017
Unemployed Logan UT 04/2017 07/2017
Ars Investment Advisors, Inc. Logan UT 05/2018 02/2021
Dfpg Investments, Llc Sandy UT 02/2021 Present
  • 07/2017 → 04/2019
    Allegis Investment Services
    Logan, UT
  • 03/2014 → 03/2017
    Luxfer Hei
    Brigham City, UT
  • 04/2017 → 07/2017
    Unemployed
    Logan, UT
  • 05/2018 → 02/2021
    Ars Investment Advisors, Inc.
    Logan, UT
  • 02/2021 → Present
    Dfpg Investments, Llc
    Sandy, UT
Previous Registrations
  • 2018-05-16 → 2021-02-17
    Ars Investment Advisors, Inc.
    Logan, UT
  • 2017-07-12 → 2018-06-14
    Allegis Investment Advisors, Llc
    Logan, UT
    Idaho Falls, ID
Other Businesses

1. Summit Group Wealth Advisors; Investment Related; Logan, UT; DBA for securities business; Rep; 04/2017; 90% during business hours; Securities and insurance business. Personal production sales, investment committee member 2. SentinelRock Wealth Advisors, Inc.; Non-Investment Related; Logan, UT; Pass-through entity for insurance and securities business; President; majority owner; 04/2017; 10% during business hours; administrative duties 3. Wayne Clark; Non-Investment Related; Logan, UT; Fixed and Life Insurance; Self; 03/2018; 10% during business hours; Insurance Sales 4. The Kira group, LLC; non-investment related; private engineering corporation; LLC member; 8/19/2022; 10% during business hours; design and manufacturing of composite high-pressure vessels for the aerospace and commercial markets.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-07-13
S65 Uniform Investment Adviser Law Examination 2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2017-07-13
  • S65 Uniform Investment Adviser Law Examination
    2017-05-16

View on SEC IAPD

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