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Stewart Staunton

Rockefeller Financial LLC

Boston, MA

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-02
TX RA APPROVED 2023-03-17
CT RA APPROVED 2022-09-12
NY RA APPROVED 2021-04-28
  • MA RA
    APPROVED
    Since 2026-04-02
  • TX RA
    APPROVED
    Since 2023-03-17
  • CT RA
    APPROVED
    Since 2022-09-12
  • NY RA
    APPROVED
    Since 2021-04-28

Branch Locations

115 Federal St, Floor 23, Boston, MA 02110 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New York NY 01/2018 03/2021
University Of Virginia Charlottesville VA 08/2013 05/2017
Randstad Professionals - Wells Fargo New York NY 06/2017 01/2018
Rockefeller Financial Llc New York NY 04/2021 03/2026
Rockefeller & Co New York NY 04/2021 04/2023
Rockefeller Financial Llc Boston MA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-01
  • S66 Uniform Combined State Law Examination
    2019-07-01

View on SEC IAPD

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