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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-31 |
| TX | RA | APPROVED | 2023-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St. Paul | MN | 07/2017 | 04/2020 |
| Burlingame Properties | Burlingame | CA | 11/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 04/2020 | 08/2023 |
| Bank Of America, N.A. | San Mateo | CA | 04/2020 | 08/2023 |
| Sgc Financial Services/Sgc Finl Services | St. Paul | MN | 11/2019 | 04/2020 |
| J.P. Morgan Securities Llc | Melo Park | CA | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Menlo Park | CA | 08/2023 | Present |
| Keene Propane Corporation | New York | NY | 04/2011 | Present |
| Shalldu Ltd | New York | NY | 04/2011 | 07/2024 |
| Sgc Financial Services | St Paul | MN | 07/2017 | 11/2019 |
Entity Name: Keene Propane Corporation Investment related: No "Address: 262 Central Park West NY NY 10024" Nature of the other business: Propane Position/Title/Relationship: Owner/Partner Start Date: 04/21/2011 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family business inherited from my parents and all officers are my siblings (4 in total). KPC leases one commercial property located in NH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-29 |
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