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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-07-23
  • VA RA
    APPROVED
    Since 2021-07-23

Branch Locations

1939 Roland Clarke Place Suite 400, Reston, VA 20191 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Reston, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Reston VA 03/2018 01/2020
Raymond James Financial Services, Inc. Reston VA 07/2017 03/2018
Unemployed Reston VA 06/2017 06/2017
Virginia Polytechnic Institute And State University Blacksburg VA 08/2013 05/2017
Bcr Property Management Blacksburg VA 10/2015 05/2017
Keystone Asset Management, Inc. Mclean VA 12/2016 01/2017
Lpl Financial Llc Reston VA 01/2020 Present
Private Advisor Group, Llc Morristown NJ 07/2021 Present
  • 03/2018 → 01/2020
    Raymond James Financial Services, Inc.
    Reston, VA
  • 07/2017 → 03/2018
    Raymond James Financial Services, Inc.
    Reston, VA
  • 06/2017 → 06/2017
    Unemployed
    Reston, VA
  • 08/2013 → 05/2017
    Virginia Polytechnic Institute And State University
    Blacksburg, VA
  • 10/2015 → 05/2017
    Bcr Property Management
    Blacksburg, VA
  • 12/2016 → 01/2017
    Keystone Asset Management, Inc.
    Mclean, VA
  • 01/2020 → Present
    Lpl Financial Llc
    Reston, VA
  • 07/2021 → Present
    Morristown, NJ
Other Businesses

1)01/23/2020 - Global Advisor Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020 - 160 hr/mth 2) 01/07/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:07/08/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 3) 01/07/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/16/2020 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 2018-06-29
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2018-06-29

View on SEC IAPD

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