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Kostantinos Robert Kapetanos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
IL RA APPROVED 2022-12-22
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • IL RA
    APPROVED
    Since 2022-12-22

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 07/2017 05/2021
University Of Iowa Iowa City IA 08/2012 12/2016
Unemployed Norridge IL 01/2017 06/2017
Rockefeller Financial Llc Chicago IL 06/2021 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2022 Present
Bank Of America, N.A. Chicago IL 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
  • S66 Uniform Combined State Law Examination
    2020-01-27
Other Names
  • Kostantinos R Kapetanos
  • Dino Kapetanos
  • Kostantinos Kapetanos
  • Kostantinos Robert Kapetanos

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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