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425 Market Street Suite 1700, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Investment Management, Inc. | Lone Tree | CO | 07/2025 | Present |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2017 | 03/2021 |
| Charles Schwab Investment Advisory | Lone Tree | CO | 03/2021 | 12/2021 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 12/2021 | 07/2025 |
| Wellington Management Company Llp | Boston | MA | 01/2014 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-13 |
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