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Daniel Scott Portillo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

Santa Monica, CA

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-19
CA RA APPROVED 2018-10-18
  • TX RA
    APPROVED
    Since 2020-02-19
  • CA RA
    APPROVED
    Since 2018-10-18

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 06/2017 Present
American Military University Charles Town WV 07/2015 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-17
  • S66 Uniform Combined State Law Examination
    2018-10-17
Other Names
  • Daniel Portillo

View on SEC IAPD

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