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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-04 |
| NC | RA | APPROVED | 2026-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing | Charlotte | NC | 01/2026 | 04/2026 |
| Unemployed | Dover | DE | 06/2025 | 12/2025 |
| University Of Delaware | Newark | DE | 02/2024 | 05/2025 |
| Ez Work Trucks | Harrington | DE | 01/2023 | 05/2024 |
| Scj Commercial Financial Services | Harrington | DE | 01/2023 | 05/2024 |
| Merrill Lynch Wealth Management | Dover | DE | 07/2017 | 12/2022 |
| Colorado State University | Fort Collins | CO | 08/2016 | 05/2021 |
| Principal Securities, Inc. | Charlotte | NC | 01/2026 | Present |
| Principal Life Insurance Company | Charlotte | NC | 04/2026 | Present |
| Principal Bank | Charlotte | NC | 04/2026 | Present |
| Principal Advised Services | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-27 |
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