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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-20 |
| TX | RA | APPROVED | 2025-11-20 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kou's Corporation | Glendora | CA | 01/2015 | 03/2017 |
| New York Life Insurance Co. | San Dimas | CA | 04/2017 | 11/2025 |
| Nylife Securities, Llc | San Dimas | CA | 10/2020 | 11/2025 |
| Eagle Strategies Llc | San Dimas | CA | 03/2024 | 11/2025 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 11/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2025 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 140 via verde san dimas ca 917373; start 03/2019; commissions; 10 hours per month, 0 hours during securities trading hours; insurance related] [Rental Property; Owner; rental income; 421 s Glendora ave Glendora ca 91741; start 11/2019; 1 hour per month, 1 hour during securities trading hours; real estate related]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-22 |
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