Jack D Dale

Current Employers

Employment History

• 06/2017 → 01/2022
  Td Ameritrade
  Fort Worth, TX
• 11/2016 → 12/2017
  Uber Technologies Inc.
  Dallas, TX
• 04/2015 → 10/2016
  Hillstone Restaurant Group
  Dallas, TX
• 07/2014 → 07/2021
  United States Marine Corps Reserve
  Fort Worth, TX
• 01/2022 → 10/2023
  Charles Schwab And Co., Inc.
  Fort Worth, TX
• 09/2024 → Present
  Principal Life Insurance Company
  Fort Worth, TX
• 09/2024 → Present
  Principal Securities, Inc.
  Fort Worth, TX
• 03/2020 → 09/2024
  Havendale Equities Llc
  Fort Worth, TX
• 10/2024 → Present
  Principal Advised Services
  Fort Worth, TX

Previous Registrations

• 2022-01-15 → 2023-10-10
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Southlake, TX
  Westlake, TX
• 2018-05-04 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  Westlake, TX
• 2018-05-04 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **HAVENDALE EQUITIES LLC POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2020 ADDRESS: 5312 Stone Meadow Lane, Fort Worth TX 76179, United States DESCRIPTION: Owner - duties include management, product acquisition, marketing, sales, maintenance, record keeping, accounting. The business is focused on hospitality, providing furnished homes available for rent in desirable locations for a range of available timeframes.

Exams

• S66 Uniform Combined State Law Examination
  2018-05-03
• S63 Uniform Securities Agent State Law Examination
  2017-08-18

Other Names

• Jack Dale
• Jack Delmar Dale
• Jack D Dale