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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-28
NJ RA APPROVED 2020-03-09
  • TX RA
    APPROVED
    Since 2021-04-28
  • NJ RA
    APPROVED
    Since 2020-03-09

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 09/2019 Present
Babson College Wellesley MA 08/2016 05/2019
Unemployed Cherry Hill NJ 05/2019 09/2019
Bank Of America N.A. Mount Laurel NJ 01/2020 Present
Other Businesses

I*4781267, Entity Type: Entity For Profit, Name of OBA: Data Pups LLC, Address: Haddonfield, New Jersey, 08033, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 07/22/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: No time at all, passive investment, It is an LLC to make a private investment in a Data Center called Data One in Vineland NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-06
  • S66 Uniform Combined State Law Examination
    2020-03-06

View on SEC IAPD

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