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Samantha Kingsley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-12
FL RA APPROVED 2020-06-03
TX RA APPROVED 2017-11-13
CA RA APPROVED 2017-10-30
  • NC RA
    APPROVED
    Since 2023-06-12
  • FL RA
    APPROVED
    Since 2020-06-03
  • TX RA
    APPROVED
    Since 2017-11-13
  • CA RA
    APPROVED
    Since 2017-10-30

Branch Locations

Charlotte, NC • United States

150 N College St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 06/2016 Present
Bank Of America Chandler AZ 07/2016 06/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
  • S66 Uniform Combined State Law Examination
    2017-10-27
Other Names
  • Samantha Rubianes
  • Samantha Lynn Rubianes

View on SEC IAPD

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