Nathan Johns Irby

Current Employers

Employment History

• 06/2017 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 02/2017 → 06/2017
  Robert Half International
  Houston, TX
• 06/2014 → 02/2017
  Trenegy Inc.
  Houston, TX
• 01/2018 → 12/2018
  Bank Of America, N.A.
  Baton Rouge, LA
• 01/2019 → Present
  Calton & Associates, Inc.
  Baton Rouge, LA
• 01/2019 → Present
  Westpark Wealth Advisors, Inc.
  Houston, TX

Previous Registrations

• 2017-09-26 → 2019-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA

Other Businesses

1.) Name of Business: University United Methodist Church. Non-Investment related. Address: 3350 Dalrymple Drive, Baton Rouge, LA 70802. Nature of Business: Church Committee. Position/Title/Relationship: Committee Member. Start Date: 03/11/2019. Hours per month: 0.33. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Support financial decision-making regarding budgeting and planning. Do not handle funds or have ability to use organizations dollars. 2.) Name of Business: Harvey Financial Strategies. Investment related. Address: 13111 Westheimer Road, Suite 475, Houston, TX 77077. Nature of Business: DBA. Position/Title/Relationship: Independent Production Partner. Start Date: 01/01/2019. Hours per month: 160. Hours per month during Securities trading hours: 33. Duties/Responsibilities: This business is a DBA used to market my work as a financial advisor in investment related, financial planning, and investment advisory, and insurance planning. 3.) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer, Suite 475, Houston, TX 77077. Nature of Business: Advisory and financial planning. Position/Title/Relationship: IAR. Start Date: 01/01/2019. Hours per month: 150. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Provide advisory services such as 3rd party money managing and financial planning. 4.) Name of Business: Penn Mutual Life Insurance Company. Non-Investment related. Address: 600 Dresher Rd, Horsham, PA 19044. Nature of Business: Fixed Life Business. Position/Title/Relationship: Independent Financial Advisor. Start Date: 01/01/2021. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Hold a direct fixed life insurance license with Penn Mutual for the sole purpose to offering fixed/non-variable life insurance. 5.) Name of Business: Harvey Financial Strategies LLC. Non-Investment Related. Address: 8034 Jefferson Highway, Baton Rouge, LA 70809. Nature of Business: Receiving personal business fees and commission. Position/Title/Relationship: Member. Start Date: 07/16/2022. Hours per month: 100. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Managing members.

Exams

• S66 Uniform Combined State Law Examination
  2017-09-25

Designations

Other Names

• Nathan Irby