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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED_RES | 2022-02-17 |
| CA | RA | APPROVED | 2018-08-22 |
Branch Locations
1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 06/2017 | 03/2018 |
| Mills College | Oakland | CA | 08/2012 | 05/2017 |
| Lorry I. Lokey School Of Business And Public Policy | Oakland | CA | 08/2012 | 05/2017 |
| Centro Community Partners | Oakland | CA | 09/2016 | 12/2016 |
| Bank Of America, N.A. | San Francisco | CA | 03/2018 | 08/2018 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 08/2018 | Present |
RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 33.3% OWNERSHIP, START 9/25/2018, 1 HOUR PER MONTH/1 DURING TRADING, DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
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