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Kenneth Osborne

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL

Charlotte, NC

Fort Mill, SC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-08-16
NC RA APPROVED 2019-05-08
NJ RA APPROVED 2017-09-27
TX RA APPROVED 2017-09-25
  • SC RA
    APPROVED
    Since 2022-08-16
  • NC RA
    APPROVED
    Since 2019-05-08
  • NJ RA
    APPROVED
    Since 2017-09-27
  • TX RA
    APPROVED
    Since 2017-09-25

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

115 Tom Hall St, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2017 Present
University Of North Carolina At Wilmington Wilmington NC 08/2013 05/2017
Uncw Campus Life Wilmington NC 12/2015 05/2017
One Main Financial Wilmington NC 05/2016 03/2017
Bank Of America, N.A. Pennington NJ 09/2017 Present
  • 06/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 08/2013 → 05/2017
    University Of North Carolina At Wilmington
    Wilmington, NC
  • 12/2015 → 05/2017
    Uncw Campus Life
    Wilmington, NC
  • 05/2016 → 03/2017
    One Main Financial
    Wilmington, NC
  • 09/2017 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-22
  • S66 Uniform Combined State Law Examination
    2017-09-22
Other Names
  • Kenneth A Osborne

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

SCOTT DOUGLAS CONROY
GALE RUSSELL CREIGHTON
DEAN EDWARD MCQUIDDY
DAVID ANDREW FURFINE
WILLIAM MARC DAVIS
DAVID ADAM SIEGEL
PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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