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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-26
IL RA APPROVED 2026-07-01
  • TX RA
    APPROVED_RES
    Since 2026-08-26
  • IL RA
    APPROVED
    Since 2026-07-01

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loop Capital Markets Chicago IL 05/2017 08/2017
Full-Time Education Chicago IL 12/2011 05/2017
Duke University Durham NC 08/2017 05/2018
Loop Capital Markets Chicago IL 07/2018 08/2018
Mesirow Financial Chicago IL 05/2019 08/2019
William Blair Chicago IL 05/2020 08/2020
Mesirow Chicago IL 06/2021 06/2026
Duke University Durham NC 08/2018 05/2019
Duke University Durham NC 08/2019 05/2020
Duke University Durham NC 08/2020 05/2021
Rbc Capital Markets Llc Chicago IL 07/2026 Present
  • 05/2017 → 08/2017
    Loop Capital Markets
    Chicago, IL
  • 12/2011 → 05/2017
    Full-Time Education
    Chicago, IL
  • 08/2017 → 05/2018
    Duke University
    Durham, NC
  • 07/2018 → 08/2018
    Loop Capital Markets
    Chicago, IL
  • 05/2019 → 08/2019
    Mesirow Financial
    Chicago, IL
  • 05/2020 → 08/2020
    William Blair
    Chicago, IL
  • 06/2021 → 06/2026
    Mesirow
    Chicago, IL
  • 08/2018 → 05/2019
    Duke University
    Durham, NC
  • 08/2019 → 05/2020
    Duke University
    Durham, NC
  • 08/2020 → 05/2021
    Duke University
    Durham, NC
  • 07/2026 → Present
    Chicago, IL
Other Businesses

1) Greenwood Project Associate Board; Not investment-related; Creates career pathways in financial services for Black and Latino college students; Young Professional Board Member; Start date: 09/10/2024; 3 hrs/month; 0 during trading hours; Responsibilities are to advocate, volunteer, fundraise and attend Greenwood Project events and activities. 2) Urban Initiatives; not investment-related; Provide free sport and play opportunities for 50,000 Chicago Public Schools students annually; Associate Board Member; 05/24/2023; 4-8 hrs/month; 0 during trading hours; Attend, volunteer and promote at Urban Initiative events, and aid the organizations as an involved young adult. (3) NAME OF ENTITY: Urban Initiatives Inc ADDRESS: 650 West Lake Street Chicago IL 60661 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 17, 2024 CAPACITY: Other DUTIES: Help strategize and execute opportunities to provide free sport and play for 50,000 Chicago Public School students annually. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Greenwood Project ADDRESS: 20 N Wacker Drive, Suite 1000, Chicago, IL 60606 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: May 01, 2025 CAPACITY: Other DUTIES: Associate board member—event planning and scholar recruitment. HOURS DEVOTED PER MONTH: 6 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-11
S66 Uniform Combined State Law Examination 2023-06-24
  • S63 Uniform Securities Agent State Law Examination
    2026-08-11
  • S66 Uniform Combined State Law Examination
    2023-06-24
Designations

View on SEC IAPD

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