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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-26 |
| IL | RA | APPROVED | 2026-07-01 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loop Capital Markets | Chicago | IL | 05/2017 | 08/2017 |
| Full-Time Education | Chicago | IL | 12/2011 | 05/2017 |
| Duke University | Durham | NC | 08/2017 | 05/2018 |
| Loop Capital Markets | Chicago | IL | 07/2018 | 08/2018 |
| Mesirow Financial | Chicago | IL | 05/2019 | 08/2019 |
| William Blair | Chicago | IL | 05/2020 | 08/2020 |
| Mesirow | Chicago | IL | 06/2021 | 06/2026 |
| Duke University | Durham | NC | 08/2018 | 05/2019 |
| Duke University | Durham | NC | 08/2019 | 05/2020 |
| Duke University | Durham | NC | 08/2020 | 05/2021 |
| Rbc Capital Markets Llc | Chicago | IL | 07/2026 | Present |
1) Greenwood Project Associate Board; Not investment-related; Creates career pathways in financial services for Black and Latino college students; Young Professional Board Member; Start date: 09/10/2024; 3 hrs/month; 0 during trading hours; Responsibilities are to advocate, volunteer, fundraise and attend Greenwood Project events and activities. 2) Urban Initiatives; not investment-related; Provide free sport and play opportunities for 50,000 Chicago Public Schools students annually; Associate Board Member; 05/24/2023; 4-8 hrs/month; 0 during trading hours; Attend, volunteer and promote at Urban Initiative events, and aid the organizations as an involved young adult. (3) NAME OF ENTITY: Urban Initiatives Inc ADDRESS: 650 West Lake Street Chicago IL 60661 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jun 17, 2024 CAPACITY: Other DUTIES: Help strategize and execute opportunities to provide free sport and play for 50,000 Chicago Public School students annually. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Greenwood Project ADDRESS: 20 N Wacker Drive, Suite 1000, Chicago, IL 60606 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: May 01, 2025 CAPACITY: Other DUTIES: Associate board member—event planning and scholar recruitment. HOURS DEVOTED PER MONTH: 6 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-11 |
| S66 | Uniform Combined State Law Examination | 2023-06-24 |
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