Allison Rakes Flora

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-20

TX RA
APPROVED

Since 2025-06-20

Branch Locations

Dallas, TX • United States

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co. Llc	Salt Lake City	UT	01/2018	11/2019
Fox Restaurant Concepts	Tucson	AZ	09/2017	12/2017
Goldman Sachs	Salt Lake City	UT	05/2017	08/2017
Fox Restaurant Concepts	Tucson	AZ	07/2016	05/2017
University Of Arizona - Arizon	Tucson	AZ	08/2014	12/2017
Goldman Sachs & Co. Llc	Dallas	TX	11/2019	06/2024
Ubs Financial Services, Inc	Dallas	TX	06/2024	Present

01/2018 → 11/2019

Goldman Sachs & Co. Llc

Salt Lake City, UT
09/2017 → 12/2017

Fox Restaurant Concepts

Tucson, AZ
05/2017 → 08/2017

Goldman Sachs

Salt Lake City, UT
07/2016 → 05/2017

Fox Restaurant Concepts

Tucson, AZ
08/2014 → 12/2017

University Of Arizona - Arizon

Tucson, AZ
11/2019 → 06/2024

Goldman Sachs & Co. Llc

Dallas, TX
06/2024 → Present

Ubs Financial Services, Inc

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-20
S63	Uniform Securities Agent State Law Examination	2020-05-20

S66 Uniform Combined State Law Examination

2025-06-20
S63 Uniform Securities Agent State Law Examination

2020-05-20

Other Names

Alli Rakes
Allison Rakes

View on SEC IAPD

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