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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-01
  • MA RA
    APPROVED
    Since 2024-05-01

Branch Locations

Manchester, MA • United States

101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prezence Boston MA 01/2019 03/2019
Matter Communications Boston MA 06/2018 08/2018
Stifel, Nicolaus & Co Boston MA 06/2017 08/2017
Eaton Vance Management Boston MA 01/2020 05/2023
Union College Schenectady NY 09/2015 06/2019
Na Hamilton MA 06/2019 01/2020
Morgan Stanley Services Group, Inc. Boston MA 01/2022 05/2023
Allspring Funds Distributor, Llc Charlotte NC 04/2024 Present
Na Boston MA 06/2023 03/2024
Allspring Global Investment Holdings Llc Charlotte NC 04/2024 Present
  • 01/2019 → 03/2019
    Prezence
    Boston, MA
  • 06/2018 → 08/2018
    Matter Communications
    Boston, MA
  • 06/2017 → 08/2017
    Stifel, Nicolaus & Co
    Boston, MA
  • 01/2020 → 05/2023
    Boston, MA
  • 09/2015 → 06/2019
    Union College
    Schenectady, NY
  • 06/2019 → 01/2020
    Na
    Hamilton, MA
  • 01/2022 → 05/2023
    Morgan Stanley Services Group, Inc.
    Boston, MA
  • 04/2024 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 06/2023 → 03/2024
    Na
    Boston, MA
  • 04/2024 → Present
    Allspring Global Investment Holdings Llc
    Charlotte, NC
Previous Registrations
Other Businesses

Start Date of OBA: 06/02/2025 Name of OBA: Core Power Yoga Address: https://www.corepoweryoga.com/ Description: This is for a part- time, non-exempt yoga instructor role at Corepower Yoga. Responsible for leading group yoga classes that focus on physical fitness, mindfulness, and overall well-being. This role is performed outside of primary employment hours and does not interfere with primary job responsibilities. It is a consistent, scheduled commitment with limited hours per week. Hours per quarter: 48 During Trading Hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-10
  • S66 Uniform Combined State Law Examination
    2021-06-10
Other Names
  • Katie Victoria Domoracki

View on SEC IAPD

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