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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-03
  • FL RA
    APPROVED
    Since 2022-02-03

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

5335 Gate Pkwy, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Coumbia MD 06/2017 09/2019
Cayman Cabana George Town 10/2016 06/2017
Ink N' Ivy Greenville SC 05/2016 10/2016
Cp2 Acquisitions Co Greenville SC 08/2016 11/2016
Rationalfx London 11/2019 03/2020
Universal Partners Fx London 09/2020 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2020 01/2022
Bank Of America N.A. Jacksonville FL 11/2020 01/2022
Unemployed London 03/2020 09/2020
Sofi Securities, Llc Jacksonville FL 01/2022 Present
Sofi Wealth, Llc Jacksonville FL 01/2022 Present
  • 06/2017 → 09/2019
    Td Ameritrade
    Coumbia, MD
  • 10/2016 → 06/2017
    Cayman Cabana
    George Town
  • 05/2016 → 10/2016
    Ink N' Ivy
    Greenville, SC
  • 08/2016 → 11/2016
    Cp2 Acquisitions Co
    Greenville, SC
  • 11/2019 → 03/2020
    Rationalfx
    London
  • 09/2020 → 09/2020
    Universal Partners Fx
    London
  • 10/2020 → 01/2022
    Jacksonville, FL
  • 11/2020 → 01/2022
    Bank Of America N.A.
    Jacksonville, FL
  • 03/2020 → 09/2020
    Unemployed
    London
  • 01/2022 → Present
    Sofi Securities, Llc
    Jacksonville, FL
  • 01/2022 → Present
    Jacksonville, FL
Previous Registrations
  • 2020-11-10 → 2022-01-18
    Jacksonville, FL
    Jacksonville, FL
  • 2017-08-30 → 2019-07-29
    Td Ameritrade, Inc.
    Columbia, MD
    Brooklyn, NY
    New York, NY
  • 2017-08-25 → 2019-07-29
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Brooklyn, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
  • S66 Uniform Combined State Law Examination
    2017-08-25
Other Names
  • Kenzie Michelle Major

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