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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-11 |
Branch Locations
2415 Market Street, Galveston, TX 77550 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2017 | Present |
| University Of Texas Medical Branch | Galveston | TX | 06/2010 | 06/2017 |
| Hh Design House | Galveston | TX | 07/2007 | Present |
1) Name: Knights Of Momus Position: Board Member Nature: Single vote to promote Galveston Mardi Gras Investment Related: Yes Hours: 3 Securities Trading Hours: 3 Start Date: 06/01/2015 Address: PO Box 2285, Galveston TX 77553, United States Additional Info: Description: Provide direction to enhance the Mardi Gras experience annually 2) Name: Galveston Urban Ministries Position: Board President Nature: Promote life skill development and support for under represented neighborhood area in Galveston Investment Related: Yes Hours: 5 Securities Trading Hours: 5 Start Date: 01/01/2016 Address: 3727 Ball St, Galveston TX 77550, United States Additional Info: Description: Provide support and direction to staff 3) Name: Rosenberg Library Position: Trustee Nature: Provides support to Rosenberg Library Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 01/01/2019 Address: 2310 Sealy Ave, Galveston TX 77550, United States Additional Info: Description: Observes and provides direction to library staff 4) Name: Galveston College Position: Board Member Nature: Provides guidance for endowment Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 09/01/2021 Address: 4015 Ave Q, Galveston TX 77551, United States Additional Info: Description: Single vote on endowment funding and investing 5) Name of Organization, DBA, or LLC: Empouria, LLC - Position/Title Owner - Please indicate if ownership is active or passive and percentage of ownership: Passive Ownership - Ownership Percentage: 25 - Date of Affiliation: 10/02/2023 -. Full Address of Business: Name: Empouria Address 1:12 Evia Main City:Galveston State:Texas Zip:77554 - Describe nature of business: neighborhood wine and general - Duties/Responsibilities (be specific): wife is managing partner - Is this an investment-related activity? no - Hours per month devoted to this business? 100 - Hours per month during trading hours devoted to this business: 0 6) CITY OF GALVESTON POSITION: City Council District 6 NATURE: Candidate for City Council District 6, an elected volunteer position. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 02/03/2026 ADDRESS: 823 Rosenberg St, Galveston TX 77553, United States DESCRIPTION: Representing the largest district in Galveston, TX.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-07 |
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