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Roman Thomas Miller

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-10
  • IL RA
    APPROVED
    Since 2019-06-10

Branch Locations

141 W Jackson Blvd, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments, Inc Chicago IL 09/2017 11/2017
Mcadam Llc Chicago IL 06/2017 02/2019
Mac & Joe's Oxford OH 01/2016 05/2017
The J.M. Smucker Company Orrville OH 05/2016 08/2016
Miami University Oxford OH 08/2013 05/2017
Jp Morgan Chase Bank, N.A. Chicago IL 05/2019 Present
Jp Morgan Securities, Llc Chicago IL 05/2019 Present
Unemployed Chicago IL 03/2019 04/2019
Mcadam Llc North Canton OH 03/2017 02/2019
Purshe Kaplan Sterling Investments, Inc North Canton OH 07/2017 09/2017
  • 09/2017 → 11/2017
    Purshe Kaplan Sterling Investments, Inc
    Chicago, IL
  • 06/2017 → 02/2019
    Mcadam Llc
    Chicago, IL
  • 01/2016 → 05/2017
    Mac & Joe's
    Oxford, OH
  • 05/2016 → 08/2016
    The J.M. Smucker Company
    Orrville, OH
  • 08/2013 → 05/2017
    Miami University
    Oxford, OH
  • 05/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Chicago, IL
  • 05/2019 → Present
    Jp Morgan Securities, Llc
    Chicago, IL
  • 03/2019 → 04/2019
    Unemployed
    Chicago, IL
  • 03/2017 → 02/2019
    Mcadam Llc
    North Canton, OH
  • 07/2017 → 09/2017
    Purshe Kaplan Sterling Investments, Inc
    North Canton, OH
Previous Registrations
  • 2017-09-06 → 2019-02-08
    Mcadam Llc
    Chicago, IL
    Radnor, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-30
  • S66 Uniform Combined State Law Examination
    2017-08-30

View on SEC IAPD

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Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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